Participatory Rice Varietal Selection in Nan, Thailand

Year:  1998


Abstract

The Participatory Rice Varietal Selection (PVS) activity under the South East Asia Community Biodiversity Development and Conservation Program in Nan province, Upper Northern Thailand aimed to learn and conduct farmer-participatory rice varietal selection and distribution. Based on the diversity of rice varieties currently used in the three agroecosystems, i.e. lowland, upland and highland areas in three villages: Huay Li, Thai Ngam and Dong Phapoon were selected as the representative sites. The collaborating farmers (4-5 farmers per village) were selected according to the results from the Plant Genetic Resource Diversity (PGR) survey, agro-ecosystems characterization and PVS trials in 1997. Some of the criteria in choosing farmer partners were willingness to participate and should be active farmers.

The diversity of the farmers’ criteria, their willingness to maintain the diversity of local rice varieties and test new varieties, the ability to learn the outstanding characteristics of certain varieties and the success of one farmer in Participatory Plant Breeding (PPB) that is linked to the PVS indicate the potential of farmers in selecting and breeding of new varieties themselves. Hence, it is suggested that a policy recognizing the active role of farmers as breeders is needed.


Introduction

Background and Rationale

Rice is a very important food for people in Southeast Asia and other parts of this world, but the importance of farmers who produce rice and develop rice varieties are not recognized. Twenty years ago, high yielding rice varieties were introduced to farmers all over Thailand. Many farmers accepted the new varieties and abandoned local varieties. However, some farmers, especially in Nan still conserve their traditional glutinous rice. These varieties are generally low yielders but dependable. Hence, until today, a great number of traditional varieties is being grown by Nan farmers. This contributes in the conservation not only of the varieties but indigenous knowledge as well.

Farmers play a key role in preventing plant genetic erosion. The best way to conserve and develop food crop diversity for the food security of the community and the world is to enjoin farmers’ participation in these activities as much as possible. It is important for government officials and research and development institutes to learn to work together with farmers. The interaction with farmers and other sectors is equally necessary. Participatory Rice Varietal Selection (PVS) is a way to meet this goal.

Objectives:
  1. To determine the performance of introduced rice varieties in each of the three ecosystems.
  2. To describe and document farmers’ criteria in rice varietal selection in three ecosystems.
Site Description

Overview of Nan province

Nan is a border province located in the east of the Upper Northern region of Thailand, covering about 11,472 square kilometers (local measurement is 7,170,045 rai), with diverse land forms. About 86% of the province is mountainous. The rest (14%) consists of small delta plain and lowlands scattered among mountains. Nan is located in a watershed with small flat land areas and different agroecosystems (Nan Provincial Agriculture Office, 1997).

There are three seasons in Nan: summer, rainy season and winter. It is very warm (30.3oC) and dry in summer (March-April). Rainy season starts from May to September. The maximum rainfall is in August - about 331.9 mm. The annual total rainfall is approximately 1,279.6 mm. It is a bit cool in winter (November-February) with a temperature of about 23.8oC in December (Meteorological station, 1998).

Generally, Nan farmers plant rice crop for home consumption and earn cash from the surplus. They prefer to consume glutinous rice than non-glutinous rice. There are three types of rice cultivation: major rice or rainfed lowland rice (July-November), irrigated paddy rice (February-June) and upland rice (May-November). Rice is widespread in four important areas: Muang ,Tha Wangpha, Pou and Wieng Sa districts. Different varieties of rice are grown in these areas.

Project sites

The project sites in 1998 were located in three villages: Huay Li, Thai Ngam, and Dong Pha Poon, representing the different agroecosystems : lowland, upland and highland (Fig.1)

Lowland Site, Huay Li Village

Huay Li village, located in Muang district is inhabited by indigenous communities from the Thai Lue and Mien ethnic groups, made up of 108 households. The area is hilly with small flat lands with medium elevation. The village is along the Sanian River Valley. There are different landscapes and varieties of plants here. Majority of the fields are planted to various kinds of crops. There are both paddy and upland rice. 5 years ago there have been an attempt by the government to introduce high yielding varieties (HYVs) to farmers. Many farmers abandoned a lot of local rice varieties but some farmers still maintain their local varieties.

Upland Site, Thai Ngam Village

Thai Ngam village, included 22 households, is in Na Noi District, populated by indigenous communities from Thai Lue. This community is a traditional agricultural community, growing upland rice on hilly fields for home consumption. Most of them could cultivate rice only once a year. They rely very much on the annual rain and natural resources. There are more than ten varieties of rice in this community. Local vegetables planted are diverse. Informal exchange of planting materials is commonly practiced among neighbors and friends to enhance their crop selection. Moreover, they have searched for varieties which are suitable for their particular agro-ecosystems. Use of tractor for harrowing is quite popular here.

Highland Site, Dong Phapoon village

Dong Phapoon Village, Bou Kleu district, lies on the northeast of Nan, attached to Lao PDR, is one of the poorest villages in Nan. Indigenous communities from the Htin ethnic group mainly populate this marginal area. There are 70 households. Most of them are typical traditional farmers.

Mountains surround this village and most of the land is also hilly. Shortage of land for highland rice cultivation has forced them to do agriculture on hilly areas far away from home. They do not use any machinery in their farms. Labor exchange in rice fields and transportation is very common. The farmers of Dong Phapoon have little chance to access new technology, due to the different area conditions. Diversity of indigenous rice and vegetables are maintained for their own subsistence. Seven rice varieties are planted here.

Methodology

Approach and activities

The varietal improvement and genetic resource conservation of rice has been conducted through Participatory Varietal Selection (PVS). PVS aims to allow farmers to select own variety from farmers within and among villages and other institution. Two yield trials were conducted, one was managed by the project staff and the other by the farmers. In the project-managed trials, the staff selected the varieties and designed the experimental layout. On the other hand, the farmer-managed field trials were planted with varieties selected by farmers from those given by the staff. Field layout was done by some of the farmers while the staff assisted the remaining farmers. The yield evaluation and comparison were mainly done by farmers and project staff.

Participatory Rural Appraisal (PRA) was used during the evaluation in order to get comprehensive information. Farmers’ preference or evaluation of the tested varieties and their selection criteria in each ecosystem were documented.

Site and farmer selections

The project sites were selected according to the classification of the three main different agroecosystems: lowland (< 5%e / < 350 m above sea level), upland (5-15% slope / 350-700 m above sea level), and highland (>15 % slope / > 700 m above sea level).

Some sites were in marginal areas and farmers maintain many local PGR. In some areas, farmers were able to exchange seeds with Laos farmers along the border. Some sites were easily accessible to the staff for project’s activities evaluation with farmers.

The farmers were selected on the basis of the following criteria: 1) have farms and 2) interested in varietal trials. Four to five farmers from each village were selected.

After PGR diversity survey, the project could make decision to do PVS from these reasons: diversity of topography, farming systems, PGR potential, and socio-economic conditions.

One active and interested farmer from each ecosystem was asked to join in the intensive experiments called Researcher-Managed Varietal Trials superimposed with Participatory Plant Breeding (PPB).

Varietal trial designs and procedures

This varietal trials were conducted into two parts : 1) researcher-managed varietal trial and 2) on-farm observation varietal trial by farmers.

Researcher-managed varietal trial

The experiments were conducted in the three sites in a Randomized Complete Block Design (RCBD) with three replications per site. This aimed to statistically compare the rice varieties’ performance to help farmers compare rice yields and other varietal characteristics during the period of crop growth and development while CBDC staff provided some technical assistance.

Nine to ten rice varieties were distributed to each farmer per site. Each farmer also included at least one of his currently used varieties to serve as ‘check variety’. The plot sizes were 3 m x 5 m with hill spacing of 0.25 m. Conventional cultural management practices were done but farmers were asked to apply uniform practices for every variety.

On-farm observation varietal trial

Five rice varieties from the set which were used in the researcher-managed trial were selected and planted by the 4-5 collaborating farmers in each agroecosystem on one strip of plot or only one replication per farm. The farmers’ evaluation on these varieties were conducted without yield analysis

For these two trials, seeds of the selected rice varieties were distributed to the collaborating farmers before planting in April to June, 1998. Before distribution, the rice seeds were cleaned and only the field seeds weighing 100g were chosen. These were then labeled and packed in a plastic bag. Four farmers received four varieties each and one farmer received nine varieties.

Data collection and analysis

The data were analyzed qualitatively and quantitatively. Yield and yield components from the researcher-managed trial were analyzed using the statistical packages, SAS and IRRISTAT. The farmers’ evaluations were subjected to qualitative and quantitative analysis. Farmer groups were included in the validation process.

During the experiment, the CBDC staff participated in the farmers’ activities: sowing, planting and harvesting. The staff together with farmers, recorded the results of the experiment in the important stages of farming operations (i.e. sowing, transplanting (in lowland), fertilization, weeding, harvesting and seed processing) and for the growth and development stages of rice (i.e, germination, tillering, flowering and maturity).

This also allowed an opportunity for the project staff to complete the characterizations of rice varieties for the Nan Rice Catalog. Notebooks with guidelines on how to take records were distributed to each farmer. Additional information was collected through field surveys, interviewing, observations, focus group discussions (with the key informants) and other PRA techniques. Many training and workshop sessions were conducted to enhance farmers’ knowledge and skills in plant selection, breeding technique, seed processing as well as seed storage.

Farmer cross-visits within Nan province was conducted to help farmers to evaluate and record the characteristics of different varieties. The CBDC staff collected and recorded samples/seeds for distribution and pertinent information on the varieties. They also monitored the flow of material (seeds).

Results

Results of varietal trials - Agronomic results and farmers’ evaluation

Lowland

Statistically significant differences among varieties were found by researchers in plant height, number of tillers, number of spikelets per panicle, weight of 1,000 grain and grain yield. Mean grain yield was 3.4 t/ha. Two varieties, Dor Pulee and Dor Boonma outyielded the check, Phrae 1 by 18% and 7.3% , respectively. Dor Pulee had the longest panicle (24 cm) while Dor Boonma had the highest number of tillers (19). Moreover, these two varieties are most preferred by farmers. These varieties are early maturing (110 days) and resistant to field pests and diseases. The rest of the varieties were less preferred by farmers due to their late maturity and susceptibility to pests and diseases.

Agronomic characteristics, grain yield and yield components of 10 rice varieties used in researcher-managed trial, lowland site : Huay Li Village, Muang District, Nan, 1998.
Variety Maturity (days) Plant Height (cm) Tiller(no/hill) 10-Panicle weight (g) 1000 grain weight (g) Grain yield (t/ha)
Horm Toong 130 159.3 11 33 35 2.69
Dor Phrao 110 141.6 12 50 36 3.66
Bang Kerd 130 167.3 8 40 36 3.43
Horm Phama 130 141.6 12 43 30 3.44
RD 12 110 99.0 12 33 35 1.22
Hmoey Nong 120 160.0 9 40 42 2.85
Kaew Tontam 130 46.6 9 40 47 2.60
Dor Boonma 100 119.0 19 32 30 4.66
Dor Pulee 100 148.0 17 49 40 5.14
Phrae 1 100 109.6 16 33 35 4.34
Mean

129.2 12.5 39.3 36.6 3.40
F.test

* * ns * *
Note * = significant difference at 5% level Ns = non-significantly different

Upland

For the upland site, significant differences among varieties were found in plant height, number of spikelets per panicle, 1000 grain weight and grain yield. The Peak variety gave no yield due to its high susceptibility to drought. Four varieties had better yield than both local checks; Kwai Hai and Tam na. Peak Daeng had the highest yield (6.10 t/ha).

Agronomic characteristics, grain yield and yield components of 10 rice varieties used in researcher – managed trial ,upland site: Thai Ngam village , Na Noi district, Nan , 1998
Variety

Maturity (days) Plant Height (cm) Tiller (no/hill) 10-Panicle weight (g) 1000 grain weight(g) Grain yield (ton/ha)
Tuay 123 129.3 12 50 30 6.00
Dam Khao 134 101.3 15 25 30 2.25
Phar Lor 134 80.0 11 25 30 1.65
Dor Kaset 123 79.0 12 20 45 1.75
Peak 134 83.3 10 - - 0
Karb Sang 123 118.3 11 40 45 5.45
Peak Daeng 123 105.0 14 35 45 6.10
Phrae 123 112.6 18 35 31 3.85
Kun 134 130.6 14 45 40 5.00
Kwai Hai (CKV) 123 170.6 13 50 50 4.46
Tam Na(CKV) 123 133.6 12 25 35 3.55
Mean

113.1 13 35.0 38.1 5.68
F test

* ns ns * *

Between the local checks, Kwai Hai had higher yield and was preferred by farmers compared to Tam Na. Peak Daeng and Kun were the most preferred varieties by farmers. Their yield were comparable to Kwai Hai, one of the local checks. Tuay was the second highest yielder and was preferred by some farmers but most farmers still preferred Kwai Hai.

Preference ranking given to Tuay was similar to the other check variety, Tam Na. Farmers will grow Tuay next cropping for further evaluation especially on its grain quality. Varieties preferred by farmers are those with big grain, long panicle, strong and tall culm and drought tolerant. Undesirable characters noted by farmers were late maturity, few spikelets per panicle and low yield.

Highland

The replicated trial of the highland site was conducted in Dong Phapoon village. There were 10 varieties included in the trial. Lower yields and shorter plant height were noted in the highland as compared to the lowland and upland ecosystems. No harvest was obtained from two varieties namely, Kam UR Nan 28 and Siu Maechang due to drought. Khao was most preferred by farmers because of its long panicle (27.7 cm), strong culm and high yield - 7.9% greater than the check, Tuay. Daeng Medyai though had higher yield than Khao was the second most preferred variety. It had a yield advantage of 28.2% over the check, Tuay.

Agronomic characteristics, grain yield and yield components of 10 rice varieties used in Researcher-managed trial, highland site: Dong Phapoon village, Bou Kleu district, Nan, 1998
Variety

Maturity (days) Plant Height (cm) Tiller (no/hill) 10-Panicle weight (g) 1000 grain weight(g) Grain yield (ton/ha)
Phrae Lao 133 90 15 22.5 40 1.50
Kam UR Nan28 133 104 11 - - -
Doug Khun 145 82 11 30 35 2.65
Kun 134 89 12 30 35 2.10
Khao 134 114 8 62 40 3.41
Siu Maechang 134 57 13 - - -
Kam UR Nan40 134 96 11 43 32 2.80
Khun 144 78 10 30 20 2.55
Daeng Medyai 134 100 10 60 45 4.04
CKV.Tuay 126 101 10 35 35 3..16
Mean 81.5 11.1 39.1 35.3 2.78
F test * ns ns * *

The summary of farmers’ criteria and evaluation of rice varieties in three agroecosystems are shown in the table below.

Summary of farmers’ evaluation of rice varieties in the three ecosystems, Nan province 1998
 

Ecosystem

Number of varieties distributed Number selected  

Farmers, criteria of selection
Highland 9 6 Glutinous rice, high yield, large panicle, bold grain, strong culm and intermediate height.
Upland 9 8 Glutinous rice, large panicle, bold grain, resistant to drought and diseases, strong and tall culm, high number of tillers, aroma and good eating-quality
Lowland 9 7 Glutinous rice, high yield, large panicle, not sussceptible to pests and diseases, high number of tillers, strong culm, early or medium maturity (100-120 days) and good eating-quality


Part icipatory Plant Breeding (PPB)


Varietal trials enabled the farmers to have better information and be familiar with the different characteristics of the rice varieties. Through the exposure visits to the Philippines where they learned breeding they become interested in improving and developing rice varieties to suit their needs. They had selected parent materials for crossing. For example, lowland farmers selected Kaew Tontam for crossing with Phare 1 and selected RD10 and Dor Phrao for crossing with Phare 1, RD10 and RD12. They observed that some late-maturing varieties were strong and high yielding. Some early-maturing varieties, however were susceptible to diseases.

One farmer successfully crossed rice varieties. The others were not because of the unavailability of desired breeding materials. The one who was successful had selected parental materials and set his objectives as follows: 1) good eating quality, 2) strong culm, 3) high yield, and 4) intermediate plant height. He crossed RD 6 (male) with Horm Toong (female) and RD 8 (male) with Horm Toong (female). Based on farmers’ evaluation, the desirable characteristics of RD 6 are good eating quality and high tillering while its undesirable characters are weak culm and too short stem. Horm Toong, on the other hand, is of good eating quality, with strong culm and high yield but with poor tillering capacity. RD8 had good eating quality and high tillering but is late maturing. The farmer was able to produce sufficient amounts of F1 seeds which he will grow for the next cropping to produce his F2 populations, where he will start doing selections.

Discussion

In the case of seed distribution and supply during the PGR survey it was found that farmers obtained seeds from their own farms or from friends, neighbors, and relatives more than from the formal systems (government agencies). In addition, the informal was more effective and easier to access for the farmers than the formal seed supply system.

In Thai Ngam and in Dong Phapoon villages, there were various kinds of local rice varieties in both paddy and upland rice, whereas in Huay Li, only few kind of local varieties were maintained because they were replaced by high yielding varieties (RD varieties). Each farmer in Thai Ngam and Dong Phapoon grows 3-5 varieties in their fields but one farmer in Huay Li planted 1-2 varieties. However, the farmers in CBDC Project planted 5-12 varieties in their fields.

The trial in Huay Li revealed that the indigenous variety (Dor Pulee) produced the highest yield (5.14 t/ha). The HYV RD 12 produced low yield (1.22t/ha) because it was not strong and susceptible to pests/diseases and rats due to its shortness and weak culm. For the agronomic characteristics of indigenous rice, Dor Phrao variety performs very well but its late maturity make it less preferred by farmers.

The outstanding indigenous rice variety in Thai Ngam was Peak Daeng which produced 6.10 t/ha. Farmers in this area used to plant it more than 15 years ago, so they were very enthusiastic to include this variety in these experiments.

The study in Dong Phapoon showed that the Daeng Medyai could produce the highest yield (4.04 t/ha). Although the highland ecosystem gives the lowest yield when compared with other ecosystems, all indigenous varieties were resistant to drought, resistant to pests and diseases. Farmers observed that that although Khao variety did not produce high yield but it showed such desirable characteristics that farmers prefer to plant it in addition to the check variety Tuay. Actually, Khao had disappeared from this village for 10 years. This indicates that the amount of yield per unit area is not the most important consideration for farmers. They are also now concerned about biodiversity and environment conservation and development.

Farmers in all project areas had different criteria in selecting a particular variety compared to the criteria set by government agencies (Tables 2,4, and 6). For the 1998 planting season, the criteria were glutinous, good eating-quality, strong culm, early maturity, high panicle density, high weight of 1,000 grains, high number of spikelets per panicle, plant height and high tillering ability.

Impacts of farmer’s field trials in the community were both positive and negative. Farmers in highland and upland sites had more choices in selecting rice varieties for their farms. They could select suitable varieties adapted to their environmental conditions. Exchange or access could be extended to other communities in the same districts. They were very happy to get the varieties, which they used to plant more than 10 years ago. Furthermore, farmers have been mobilized through learning processes. They learned more about their agroecosystems, farm patterns, farm management, plant genetic resources conservation, techniques in plant breeding and problem analysis. They could also share ideas and experiences with other people in other sectors.

The negative issues that discouraged some farmers at the beginning were manifested when the the farmers wondered at what CBDC staff wanted to do. However, after building a closer relationship, they understood the aims of the project. Moreover, the project had limited seeds, so many farmers missed the chance of growing such seeds.

Conclusion

  1. Farmers are willing to maintain diversity of indigenous rice varieties and add new varieties. They obtained diversity of seeds varieties from informal systems.
  2. The three areas represented different agroecosystems have plant genetic resources diversity and each rice variety shows different agronomic characteristics in these ecosystems.
  3. During the on-farm trials, experiments farmers learned about the outstanding characteristics of each variety so the parent materials were made available for them.
  4. Farmers’ criteria in selecting rice varieties are: good eating quality, strong culm, early maturity and glutinous. The staff tested the significance of variability of data and results showed that there is statistical difference in panicle density, weight of 1,000 grain, number of spikelets per panicle, plant height, tillering and grain yield. The variables that showed no significant difference were weight of panicles and panicle length.
  5. Farmers selected seven varieties in the lowland, eight varieties in the upland and six varieties in the highland.
  6. Farmers actively participated in the experiments and evaluation. Their selection criteria is influenced by how particular variety performs and its ability to meet their socio-economic and cultural needs.

Recommendations

  1. Increase diversity in farmers’ field through access by farmers to PGR should be strengthened.
  2. Farmers’ reasons of selecting varieties are really important because these have been proven to fit their needs and environments. Therefore, some form of policy should be made clear in order for farmers to do rice varietal improvement. New high yielding varieties should be added to the biodiversity instead of replacing the indigenous varieties which have adapted well in farmers’ particular environments.
  3. Farmers are the best people in maintaining and increasing plant genetic resources diversity since they themselves select their planting materials of both new and indigenous varieties annually. Their selection is based on their needs, farm practices and their agroecosystems. Hence, rice farmers should be given more support by government institutes for the varietal improvement activity.

References

Pra Sopon Thammawatee. Work plan of Pra Thammatut for a specific activity in Nan province of the year 1995-1996

Nan Meteorological Station. 1998. Annual Rainfall Report

Nan Provincial Agriculture Office. 1997 Department of Agricultural Extension, Ministry of Agriculture and Cooperatives. Annual Report 1997

Nan Provincial Statistic Office. 1998. Document on Administrative Boundary. Nan province, Thailand_LEN 30 22.700 1.5570 1.58350 7.0 0.5242 0.4521